Benefits of Asset Based Lending

• Simple & Quick –

NO Credit Check / NO Income Verification/ NO Upfront Fees

NO Closing Costs / NO Personal Guarantee

Loans are “Non-Purpose”

loan can be used for virtually anything borrower wants to accomplish

(personal or business)

Loans are “Non-Recourse”

giving the borrower the opportunity to simply “walk away”

if the collateral falls below a set floor amount

High Loan-to-Values

up to 80% LTV (depending upon security);

which is much higher than banks and brokerage companies can offer

Loans are Interest Only

principal payment at maturity; otherwise loans can be refinanced or extended

Low Fixed Interest Rates

usually between 2% to 5%

Loan Term Flexibility –

minimum of 3 yrs; also 5 yr / 7 yr / 10 years

Quick Funded

usually within 5 to 7 business days

Borrower Maintains Beneficial Ownership

borrower keeps all upside market appreciation. In addition, borrower receives credit against their interest payment for all dividends or interest on bonds. An added benefit is that the lender is responsible for taxes on the dividends during the loan term. It is a loan (not a constructive sale) per section 1058 of the IRS Code.

This is NOT a Margin Account Loan

A securities based loan is not a “margin account loan”. These loans have significant advantages over conventional margin loans. Here is some differences between ICON’s Securities-Based Lending and margin loans -

1. Typical Margin Loan – FULL Recourse loans — additional liability, fees, and penalties may be assessed.

ICON Securities Loan – 100% NON Recourse with NO personal liability; you may walk away from an ICON loan with no penalties & NO negative credit reporting.

2. Typical Margin Loan – For many brokerage houses, a credit requirement has been added as a qualifying factor.

ICON Securities Loan – ICON does NOT check your credit nor income.

3. Typical Margin Loan – 50% LTV ratio

ICON Securities Loan – Up to 80% LTV ratio; depending upon securities’ trading volume and liquidity.

4. Typical Margin Loan – Variable higher interest rates (typically 5% to 8% ARM’s)

ICON Securities Loan – Fixed lower interest rates from 2% to 5%

5. Typical Margin Loan – Not all NASDAQ, AMEX, NYSE stocks are “marginable.”

ICON Securities Loan – Loans available against all types of securities that qualify (including OTC:BB, “pink sheets”, and certain foreign exchanges).

6. Typical Margin Loan – are not allowed to lend on stocks valued at less than $10.00 per share.

ICON Securities Loan – we offer the loan on any share price.

7. Typical Margin Loan – If the share price drops below 75 percent to 80 percent of original total stock value, a margin call is initiated and may you normally have only one day to cure the default, which may result in the unwanted sale of your securities.

ICON Securities Loan – ICON has a flexible process to “cure” your loan default.  ICON’s “call” is set at 80% of the loan amount (approximately 65% of the stock value) and we offer 5 days to cure the default instead of only one day.  Since ICON’s loans are non-recourse loans, if the borrower cannot cure the loan default they may simply walk away.

ICON’s Approach to Business

ICON’s Commitment to Our Clients

ICON’s Loan Criteria – Qualifying Securities

Examples of Securities Loans

Comparing Securities Lending to Margin Loans

About ICON Securities Lending

Link Partners

Contact ICON

BENEFITS of Securities Based Lending

- NO Upfront Fees
- NO Credit Check
- NO Income Verification
- NO Personal Guarantees
- NO Closing Costs
- Non-Recourse
- Funds May be Used for ANY PURPOSE
(Personal or Business)
- Fixed Interest Rates
(typically range between 2% - 5%)
- Interest ONLY Loan Payments
- Loan Terms of 3, 5, 7, or 10 yrs
- ONLY Collateral is Pledged Securities
- Loans up to 80% of securities' value
- Borrower Retains Beneficial Ownership
- Borrower Receives ALL Dividends
- Borrower Receives ALL Appreciation
- Quick Funding – a Matter of Days

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